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Article NO. Content

Title：

Standard Directions for the Content and Procedures of Assessment of Legal Compliance of Securities Firms  CH

Amended Date： 2018.07.24 (Articles 3 amended,English version coming soon)
Current English version amended on 2010.12.28 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Content Search Article No. Search Amended Article Attachment Legislative History Chinese
1     These Directions were established per Letter No. Financial-Supervisory-Securities-Trading-2-09600095743 of 16 April, 2007 of the Financial Supervisory Commission.