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Article NO. Content

Title：

Standard Directions for the Content and Procedures of Assessment of Legal Compliance of Securities Firms  CH

Amended Date： 2025.09.03 
Categories： Market Supervision > Regulation of Securities Firms
Article Content Content Search Article No. Search Amended Article Attachment Legislative History Chinese
4     These Directions shall take effect after having been submitted to and approved by the competent authority. Subsequent amendments thereto shall be effected in the same manner.