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Article NO. Content

Title:

Directions for Internal Control of Securities Firms Using Modelling in Management Operations  CH

Amended Date: 2016.04.08 
Categories: Market Supervision > Regulation of Securities Firms
Article 10     These Directions are adopted by the TSWE and GTSM and shall take effect after having been submitted to and approved by the competent authority. Subsequent amendments thereto shall be effected in the same manner.