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Article NO. Content


Directions for Internal Control of Securities Firms Using Modelling in Management Operations  CH

Amended Date: 2016.04.08 
Categories: Market Supervision > Regulation of Securities Firms
Article 8     Appropriate application procedures and required documents for addition or change to the pricing models mentioned in the previous article shall be established, including, at the very least, product literature, contract templates, basic hypothetical and actual formulas, the definition and form of parameters, and other information for reference. The responsible unit shall keep the relevant records and documents for reference.