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Article 6-3
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If an individual, juristic person, organization, or other institution from the Mainland Area, or a company it invests in in a third area, directly invests, by way of private placement, capital increase by cash, merger, acquisition, or share conversion, in the shares additionally issued by a TWSE primary listed company or a TIB primary listed company, the TWSE primary listed company or the TIB primary listed company shall complete and submit to the TWSE a direct investment application in connection with the above direct investment five days prior to the stock payment date or to the record date of the merger, acquisition or share conversion. In the event of changes after the submission, the application shall be submitted again before the stock payment date or the record date of the merger, acquisition or share conversion.
The TWSE primary listed company or the TIB primary listed company shall file an overseas Chinese and foreign investment shareholding form within 15 days of the stock payment date or the record date of merger, acquisition or share conversion.
After the direct investment application is confirmed by a review by the TWSE to conform to requirements, the individual, juristic person, organization, or other institution from the Mainland Area, or the company in a third area invested by the individual, juristic person, organization, or other institution from the Mainland Area, shall register its identity in accordance with the Operation Directions for Applications by Overseas Chinese, Foreign Nationals, and Mainland Area Investors for Registration to Invest in Domestic Securities or Trade Domestic Futures
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