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Article NO. Content


Regulations Governing the Operation of Securities Introducing Broker Business by Futures Commission Merchants  CH

Amended Date: 2014.05.29 
Article 22     By the tenth day of each month, a securities introducing broker shall submit to the TWSE or GTSM a statement of the business volume in the preceding month.
    The forms for the monthly statements referred to in the preceding paragraph, and any amendments thereto, shall be respectively prescribed by the TWSE and the GTSM and filed with the competent authority for recordation.