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Article NO. Content

Title：

Regulations Governing the Operation of Securities Introducing Broker Business by Futures Commission Merchants  CH

Amended Date： 2014.05.29 
Article Content Chapter Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
Article 26     In the operation of securities introducing broker business by a futures commission merchant, the business shall be operated by a dedicated department and a dedicated person shall be assigned responsibility for its management, and the business shall be executed by registered, qualified associated persons for securities business.