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Article NO. Content


Operation Directions for Securities Firms or Securities Finance Enterprises Accepting Applications by Customers to Extend the Durations of Individual Margin Purchases and Short Sales  CH

Repeal Date: 2016.12.30 
Categories: Securities Exchange Market > Margin Transaction
3     If, prior to the implementation of these Operation Directions, a securities firm or securities finance enterprise fails to sign the application documentation for extension on a blanket basis with its customers, or the executed documentation do not cover the contents specified in the preceding paragraph, it shall request its customers to sign or re-sign the said documentation. Upon execution, the said documentation shall apply to each subsequent margin purchase and short sale.