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Article 3
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A shareholder that asserts the exercise of split voting pursuant to these Regulations means a shareholder that holds shares for two or more persons, and meets one of the following criteria:
- A fund of a type that invests in domestic securities under the Regulations Governing Investment in Securities by Overseas Chinese and Foreign Nationals and that, in accordance with the laws and regulations of the government in whose jurisdiction it is located, and with contractual provisions or the Articles of Incorporation, is permitted to exercise split voting based on the instructions of each actual investor, or is permitted to engage for reasons of investment strategy two or more external fund managers to handle investment, and authorizes the external fund managers to exercise voting rights on its behalf, and has completed Multiple Trading Account (MTA) registration with the Taiwan Stock Exchange Corporation.
- An overseas financial institution that is permitted to invest in domestic securities under the Regulations Governing Investment in Securities by Overseas Chinese and Foreign Nationals, and that, in accordance with the laws and regulations of the government in whose jurisdiction it is located and with contractual provisions, is permitted to make investments in its name on behalf of others at their instructions, and to exercise split voting based on the instructions of each actual investor.
- A global depository bank of overseas depositary receipts that, in accordance with the laws and regulations of the government in whose jurisdiction it is located and with the provisions of the deposit contract, is permitted to exercise split voting based on the instructions of each holder of the depositary receipts.
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