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Article NO. Content

Title：

Operation Directions for the Control of Margin Purchase and Short Sale Limits Relative to the Net Worth of Securities Firms  CH

Repeal Date： 2016.12.30 
Categories： Securities Exchange Market > Margin Transaction
Article Content Content Search Article No. Search Legislative History Chinese
3     When a securities firm conducts margin purchases and short sales of securities, the total amount of its margin purchases of each security may not exceed 10% of its net worth.
    When a securities firm conducts margin purchases and short sales of securities and securities lending and borrowing, the sum of the total amount of its short sales and the total dollar amount lent with respect to each security may not exceed 5% of its net worth.