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Article NO. Content

Title：

Operation Directions for the Control of Margin Purchase and Short Sale Limits Relative to the Net Worth of Securities Firms  CH

Repeal Date： 2016.12.30 
Categories： Securities Exchange Market > Margin Transaction
Article Content Content Search Article No. Search Legislative History Chinese
4     The net worth of a financial institution operating as a securities firm concurrently is calculated based on the exclusively appropriated working capital, provided it may not exceed the maximum net worth of the securities firm in the same period and the limit prescribed by the competent authority as specified in the preceding two articles.