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Article NO. Content


Regulations Governing Offshore Securities Branches  CH

Amended Date: 2017.08.18 
Article 11     Neither an offshore securities branch nor its managerial officers or employees may refer an investor to overseas securities firms to open accounts or to trade foreign securities.
    The act of making referrals by the managerial officer or employees of an offshore securities branch as referred to in the preceding paragraph shall be deemed as having been authorized by the securities firm.