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友善列印
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Article NO. Content

Title:

Taiwan Stock Exchange Corporation Procedures for Handling the Registration of Offering and Issuance of Securities by Domestic and Foreign Issuers  CH

Announced Date: 2014.10.27 
Categories: Primary Market > Review
Article 4     TWSE personnel shall perform following procedures upon accepting the cases mentioned in the preceding article:
  1. Examine whether the attachments of the registration forms and photocopies of receipts of duplicates from the receiving units or relevant evidence are in order.
  2. Examine whether the following documents in the registration documents involve major abnormal matters: CPA case review forms, legal opinion and case review forms, and evaluation report of the securities underwriter etc.
    The TWSE may reject a registration submitted by a domestic issuer which the TWSE finds upon examination to warrant rejection under the Offering and Issuance Regulations.
    The TWSE may reject a registration submitted by a foreign issuer which the TWSE finds upon examination to warrant rejection under the Foreign Issuer Regulations.