|
4
|
TWSE personnel shall perform following procedures upon accepting the cases mentioned in the preceding article:
- Examine whether the attachments of the registration forms and photocopies of receipts of duplicates from the receiving units or relevant evidence are in order.
- Examine whether the following documents in the registration documents involve major abnormal matters: CPA case review forms, legal opinion and case review forms, and evaluation report of the securities underwriter etc.
The TWSE may reject a registration submitted by a domestic issuer which the TWSE finds upon examination to warrant rejection under the Offering and Issuance Regulations.
The TWSE may reject a registration submitted by a foreign issuer which the TWSE finds upon examination to warrant rejection under the Foreign Issuer Regulations.
|