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Article 15-1
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A securities firm conducting equity crowdfunding business may recommend only to institutional angels a company conducting equity crowdfunding on the securities firm's crowdfunding platform.
When making a recommendation to a specific customer of a subscription to the stock of a company under paragraph 1, the securities firm shall fully know and evaluate the customer's investment knowledge, investment experience, financial status, and degree of investment risk tolerance.
Before recommending a subscription to the stock of a company under paragraph 1, the securities firm shall first appoint an associated person to be responsible for explaining to the customer the potential risks of the recommended subscription to the stock of a company under paragraph 1.
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