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Article 15-2
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A securities firm may not do any of the following when recommending to a customer a subscription to the stock of a company under Article 15-1, paragraph 1:<br/>1. Cite any information that contains any misrepresentation, falsehood, concealment, or otherwise could cause mistaken confidence on the part of others.<br/>2. Guarantee specific outcomes on recommended stock.<br/>3. Fail to clearly inform or indicate that information provided is a forecast.<br/>4. Fail to base recommendations on research reports.<br/>5. Use results of past recommendations in promoting its recommendation business.
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