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Article 15-5
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A securities firm may engage in advertising and business solicitation activities to promote subscription by investors to stock of companies conducting equity crowdfunding on the securities firm's crowdfunding platform. It furthermore shall comply with the relevant provisions of the Regulations Governing Advertising, Business Solicitation, and Business Promotional Activities by Financial Service Enterprises and the Taiwan Securities Associations Rules Governing Advertising, Business Solicitation, and Business Promotional Activities by Members. However, the content of advertising and business solicitation activities may not involve any forecasts of information such as the company's value, finances, or business.
"Public Seminars and other Business Activities" mentioned herein refers to the promotion or solicitation of business through workshops, seminars, presentations, or any other business activity, If a securities firm holds any public activity such as an on-site workshop, seminar, or presentation, or on-site exhibition, it further shall audio- and video-record the activity from beginning to end, and retain the recordings for no less than 5 years; provided, if there is any dispute, it shall retain them until the dispute is eliminated.
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