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Article NO. Content
Title：
Taipei Exchange Regulations Governing the Conduct of Equity Crowdfunding by Securities Firms
CH
Amended Date：
2020.08.20 (Articles 26 amended,English version coming soon)
Current English version amended on 2019.01.02
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Article 33
If an employee of a securities firm violates these Regulations or other relevant provisions and the circumstances are serious, the TPEx may report the matter to the competent authority for it to take necessary dispositive measures.