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Article NO. Content

Title：

Taipei Exchange Regulations Governing the Conduct of Equity Crowdfunding by Securities Firms  CH

Amended Date： 2020.08.20 
Article Content Chapter Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
Article 33 If an employee of a securities firm violates these Regulations or other relevant provisions and the circumstances are serious, the TPEx may report the matter to the competent authority for it to take necessary dispositive measures.