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Article NO. Content

Title：

Regulations Governing Securities Firms Trading in Securities on a Fixed-Term, Fixed-Amount Basis  CH

Amended Date： 2018.08.06 
Categories： Securities Exchange Market > Trading > Securities Transaction
Article Content Content Search Article No. Search Amended Article Legislative History Chinese
Article 10     The provisions of Article 5, paragraph 2 of the Securities Exchange's and TPEx's Rules Governing Securities Firms Recommending Trades in Securities to Customers shall not apply to a securities firm trading in securities on a fixed-term, fixed-amount basis or selling securities through reconciliation account.

Relevant Laws：