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Article NO. Content

Title：

Regulations Governing Securities Firms Trading in Securities on a Fixed-Term, Fixed-Amount Basis  CH

Amended Date： 2018.08.06 
Categories： Securities Exchange Market > Trading > Securities Transaction
Article Content Content Search Article No. Search Amended Article Legislative History Chinese
Article 13     A securities firm conducting the Fixed-Term, Fixed-Amount Trading shall not use its omnibus trading account for Fixed-Term, Fixed-Amount Trading for day trades in securities. For transactions through omnibus trading account for Fixed-Term, Fixed-Amount Trading, neither the transactions after allocation nor the transactions with an updated account number after allocation may be offset.