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Article 14
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A securities firm's head office shall report the details of transaction allocations through omnibus trading account for Fixed-Term, Fixed-Amount Trading based on individual securities on the trading date. In the report, the total trading amount and total number of securities traded for each client of the head office and of the branch, the securities firm's trust asset account and reconciliation account shall all match the total trading amount and total number of securities traded through the omnibus trading account for Fixed-Term, Fixed-Amount Trading for individual securities on the same day. The post-allocation transaction details shall be prepared in the required electronic format and reported to the Securities Exchange or TPEx between 3 p.m. and 6 p.m. on the same day. No part of allocation details or all reconciliations and allocations may be reported after the trading day.
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