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Article NO. Content

Title：

Regulations Governing Securities Firms Trading in Securities on a Fixed-Term, Fixed-Amount Basis  CH

Amended Date： 2018.08.06 
Categories： Securities Exchange Market > Trading > Securities Transaction
Article Content Content Search Article No. Search Amended Article Legislative History Chinese
Article 15     Securities a securities firm trades in through an account other than omnibus trading account for Fixed-Term, Fixed-Amount Trading as requested shall not be combined to the total trading amount or total number of securities through the omnibus trading account for Fixed-Term, Fixed-Amount Trading for reporting of allocations.
    Securities a securities firm trades in through omnibus trading account for Fixed-Term, Fixed-Amount Trading shall not be reported to a different account number belonging to an account other than omnibus trading account for Fixed-Term, Fixed-Amount Trading before being reported for allocation details.