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Article NO. Content

Title：

Regulations Governing Securities Firms Trading in Securities on a Fixed-Term, Fixed-Amount Basis  CH

Amended Date： 2024.12.31 (Articles 7 amended,English version coming soon)
Current English version amended on 2018.08.06 
Categories： Securities Exchange Market > Trading > Securities Transaction
Article Content Content Search Article No. Search Amended Article Legislative History Chinese
Article 17     For reporting transaction details after allocation through omnibus trading account for Fixed-Term, Fixed-Amount Trading on the trading day, if the omnibus trading account for Fixed-Term, Fixed-Amount Trading has an account number in the format of 847777-Inspection Code, allocations may only be made to domestic clients. If the omnibus trading account for Fixed-Term, Fixed-Amount Trading has an account number in the format of 947777-Inspection Code, allocations may only be made to foreign clients.