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Article NO. Content


Regulations Governing Securities Firms Trading in Securities on a Fixed-Term, Fixed-Amount Basis  CH

Amended Date: 2018.08.06 
Categories: Securities Exchange Market > Trading > Securities Transaction
Article 19     When conducting the Fixed-Term, Fixed-Amount Trading by way of brokerage, a securities firm may only purchase securities with omnibus trading account for Fixed-Term, Fixed-Amount Trading.
    In case a client purchases securities by the method in the preceding paragraph, the amount of the purchase shall not count toward his/her/its maximum daily trading amount.