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Article 3
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When conducting the Fixed-term, Fixed-amount Trading, a securities firm may conduct the trading via two ways, i.e. brokerage and wealth management.
When conducting business in the preceding paragraph, a securities firm may report purchases through omnibus trading account for Fixed-Term, Fixed-Amount Trading and make reconciliations and allocations.
When conducting business in the first paragraph and making allocations and sales through reconciliation account, a securities firm shall always maintain the allocation and trading records.
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