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Article NO. Content


Regulations Governing Securities Firms Trading in Securities on a Fixed-Term, Fixed-Amount Basis  CH

Amended Date: 2018.08.06 
Categories: Securities Exchange Market > Trading > Securities Transaction
Article 4     In conducting the Fixed-Term, Fixed-Amount Trading, a securities firm shall submit a letter, enclosed with the minutes of its board of directors' meeting and information stating the trading start date, how trading will be conducted, and reconciliation account and trust property account to the Securities Exchange for recordation prior to the start date, with copy to TPEx.