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Article NO. Content


Regulations Governing Securities Firms Trading in Securities on a Fixed-Term, Fixed-Amount Basis  CH

Amended Date: 2018.08.06 
Categories: Securities Exchange Market > Trading > Securities Transaction
Article 8     A securities firm may only conduct the Fixed-Term, Fixed-Amount Trading which is normal trading, odd-lot trading, or after-market fixed-price trading.
    No day trades, margin transactions or sales of borrowed securities may be allowed in the Fixed-Term, Fixed-Amount Trading in the preceding paragraph.