|
Article 17
|
A securities firm shall on each business day announce the unit indicative value of each ETN of the previous business day.
If the effective registration of a securities firm's ETNs is voided or revoked by the competent authority, the securities firm shall announce the fact within 2 days counting inclusively from the date of occurrence.
A securities firm shall report to the competent authority and announce the following events within 2 days counting inclusively from the date of occurrence:
- Any occurrence of a material event in connection with the underlying index, where the event materially affects investors' rights or interests.
- Any material investor litigation or dispute arising in connection with the issuance of the ETNs.
- Any material change to the finances or business of the securities firm.
- The securities firm's early redemption, halting or resumption of purchases, or suspension of purchases.
- Any other event that materially affects investors' rights or interests.
|