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Article NO. Content

Title:

Regulations Governing the Issuance of Exchange Traded Notes by Securities Firms  CH

Announced Date: 2018.06.28 
Article 18     The term of an ETN shall be as specified in the ETN prospectus.
    When an ETN is delisted from the TWSE or TPEx at maturity, the securities firm shall report to the competent authority for recordation within 2 days counting inclusively from the maturity date.
    When a cause exists for delisting of ETNs from the TWSE or TPEx prior to the maturity date, as specified in the ETN prospectus or applicable TWSE or TPEx rules, the securities firm, TWSE, or TPEx shall immediately report the fact to the competent authority for recordation.
    For ETNs that require permission from the Central Bank of the Republic of China (Taiwan) (CBC), upon occurrence of an event specified in paragraphs 2 and 3 hereof, when reporting to the competent authority for recordation, the securities firm, TWSE, or TPEx shall also copy the CBC.