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Article NO. Content

Title：

Regulations Governing the Issuance of Exchange Traded Notes by Securities Firms  CH

Announced Date： 2018.06.28 
Article Content Content Search Article No. Search Legal Basis Subordinate Legislation Legislative History Chinese
Article 21     A securities firm issuing ETNs shall produce all account books and statements required by the competent authority. Except where the competent authority otherwise provides, the period for which those books and statements shall be preserved and the method of doing so shall be in accordance with the Business Entity Accounting Act and other applicable provisions.