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Article 9
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Under any of the following circumstances, the competent authority may suspend the effectiveness of a securities firm's filing for registration to issue or reopen ETNs:
- The filed registration documents are not submitted in full or do not furnish all the required particulars.
- Any of the circumstances under Article 7, paragraph 2 has arisen.
- The competent authority otherwise considers it necessary to suspend the effectiveness of registration in order to protect the public interest.
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