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Article NO. Content

Title:

Taiwan Stock Exchange Corporation Rules Governing Review of Listing of Exchange Traded Notes  CH

Announced Date: 2021.07.16 (Articles 4, 4-1, 7 amended,English version coming soon)
Current English version amended on 2018.09.10 
Categories: Primary Market > Review
Article 12     When issuing ETNs, a securities firm, after its application to the competent authority takes effect, shall prepare the application for listing of its ETNs at the exchange and required documents and forms to be submitted to the TWSE to apply for listing and trading prior to issuance of ETNs.
    If, after the review of the documents and forms, the TWSE has determined all required documents have been submitted and the applicant does not have any circumstances under Article 11 of the Issuance Regulations, the TWSE shall sign a listing contract with the securities firm and report the case to the competent authority for recordation. If, however, the above requirements are not met, the TWSE may reject its application for listing and report the rejection to the competent authority for recordation.