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Article NO. Content


Taiwan Stock Exchange Corporation Rules Governing Review of Listing of Exchange Traded Notes  CH

Amended Date: 2022.01.24 (Articles 4, 4-1, 6, 10 amended,English version coming soon)
Current English version amended on 2021.07.16 
Categories: Primary Market > Review
Article 13     If, after a securities firm and the TWSE have signed a listing contract and before listing and trading of the ENTs begin, one of the following circumstances is found with supporting fact and evidence, the TWSE may revoke the listing contract that has taken effect, and report the revocation to the competent authority for recordation:
  1. The securities firm has the circumstances under Article 11 of the Issuance Regulations for which the competent authority revokes or withdraws its valid application.
  2. Other circumstances for which the TWSE advises against listing of its ETNs.
    For the issued ETNs in the preceding paragraph, the securities firm shall return the price, plus interest incurred in accordance with law, within 10 days of receipt of the TWSE's notice to rescind the listing contract.