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Article NO. Content


Taiwan Stock Exchange Corporation Rules Governing Review of Listing of Exchange Traded Notes  CH

Amended Date: 2022.01.24 (Articles 4, 4-1, 6, 10 amended,English version coming soon)
Current English version amended on 2021.07.16 
Categories: Primary Market > Review
Article 14     When issuing ETNs or issuing additional ETNs, the securities firm, after its application to the competent authority takes effect, may appoint a securities underwriter to underwrite the ETNs or engage in the dealing, and deliver the prospectus and summary prospectus to the securities underwriter and investors, except when investors buy the ETNs at the securities exchange market.
    Templates of the prospectus and summary prospectus in the preceding paragraph will be established jointly by the TWSE and Taipei Exchange, and shall come into force after being approved by the competent authority.