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Article NO. Content


Taiwan Stock Exchange Corporation Rules Governing Review of Listing of Exchange Traded Notes  CH

Announced Date: 2021.07.16 (Articles 4, 4-1, 7 amended,English version coming soon)
Current English version amended on 2018.09.10 
Categories: Primary Market > Review
Article 20     Where a securities firm is in breach of the terms and conditions stated in the issuance plan or prospectus for ETNs, which has caused a major impact in the investors' rights and interests, the TWSE may impose a default penalty in the amount of NT$30,000 to NT$500,000 against it and prohibit it from further applying for acceptance of qualifications of indexes or listing of ETNs during the 12 months that follow.