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Article NO. Content

Title:

Procedures for Review of Listing of Exchange Traded Notes  CH

Announced Date: 2018.09.10 
Categories: Primary Market > Review
Article 3     Before applying for issuance of ETNs, a securities firm shall receive an approval letter for acceptance of qualifications of the underlying indexes of the ETNs. When applying for determination of qualifications of the underlying indexes of the ETNs, the securities firm shall submit the application form for acceptance of qualifications of underlying indexes of ETNs, stating the particulars to be specified, and the enclosed documents to the general mail office of the TWSE for signing for receipt by the office staff. The application will then be forwarded to the responsible department for processing. The staff handling the case, after it is accepted, shall process the application in accordance with the Procedures.