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Article 2
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A securities firm should prepare the prospectus and simplified prospectus when issuing exchange traded notes (ETNs) or follow-on notes by following the general guidelines below:
- Information contained therein should be accurate and specific and written in easy-to-understand language and there should be no false or missing information.
- Information contained therein should be timely and up-to-date. If a transaction or other event that would influence the decision of an interested party has taken place prior to the publication of the prospectus, information about the transaction or event should be disclosed.
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