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Article NO. Content


Exchange Traded Notes Prospectus and Simplified Prospectus Template  CH

Amended Date: 2022.09.27 
Categories: Primary Market > Review
Article 7-1     A securities firm having issued an ETN shall update its prospectus and simplified prospectus within a month of the end of each quarter.
    The securities firm shall also disclose in the prospectus and simplified prospectus described in the preceding paragraph any matter occurring prior to their printing which materially affects the interests and rights of the investors