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Article NO. Content


Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Listed Exchange Traded Notes by Securities Firms  CH

Amended Date: 2022.01.24 
Categories: Primary Market > Management > Information Disclosure
Article 7     Where the securities firm violates the provisions of the Procedures, the TWSE may impose a breach penalty of NT$30,000; if the securities firm is required to do the publishing afterwards, it shall be completed within the time designated by the TWSE, and if it fails to comply with such prescribed time, the TWSE may impose a breach penalty of NT$10,000 per day until the day of completion thereof.
    The securities firm on which breach penalty was imposed shall make the payment to the Finance Department of TWSE within five days upon receipt of the notice thereby.