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Article NO. Content

Title:

Taipei Exchange Rules Governing Information to be Published in Prospectuses for Applications for Security Token Offerings for Over-the-Counter Trading  CH

Announced Date: 2020.01.20 
Article 7     The section on company organization section shall include the following:
  1. General manager, assistant general manager(s), deputy assistant general manager(s), and the manager of each department and branch institution: (Table 2)
    1. Name, gender, nationality, work experience (educational background), amount and nature of shareholdings: specify the names; major work experience (educational background); positions concurrently held with other companies; job commencement date; number of shares held by them, their spouses, minor children, and held through nominees; and acquisition of employee stock warrants.
    2. For any such person who is the spouse of or is related to the general manager or assistant general manager within the second degree of kinship, specify the corporate position and name of, and their relationship to, the general manager or assistant general manager.
  2. Directors and supervisors: (Table 3)
    1. Name, gender, nationality or place of registration, work experience (educational background), amount and nature of shareholdings: specify the names; major work experience (educational background); positions concurrently held with this and other companies; appointment date and term; date of initial appointment; number of shares held by them at the time of appointment and those held presently by them, their spouses, minor children, and held through nominees, and professional knowledge they possess. In the case of the representative of a corporate shareholder, the name of the corporate shareholder and the names of its 10 largest shareholders and the shareholding percentages of each shall be noted. If any of those 10 largest shareholders is a corporate shareholder, the name of that corporate shareholder and the names of its 10 largest shareholders and the shareholding percentages of each shall be noted.
    2. For any director or supervisor who is the spouse of or is related within the second degree of kinship to any other manager, director, or supervisor, specify the corporate position and name of, and their relationship to, the other manager, director, or supervisor shall also be specified.