• Font Size：
  • S
  • M
  • L

Article NO. Content

Title：

Taipei Exchange Rules Governing the Operation by Securities Firms of Brokerage Business for Trading and Exchanging Beneficial Certificates of Funds  CH

Amended Date： 2023.09.08 
Article Content Chapter Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
Article 12 A securities firm shall keep records of its handling of fund brokerage business and keep them available for auditing.<br/>The records under the preceding paragraph shall be kept for at least 15 years. In the event of any dispute, however, they shall be kept until the dispute is resolved.