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Article NO. Content

Title:

Taipei Exchange Rules Governing the Operation by Securities Firms of Brokerage Business for Trading and Exchanging Beneficial Certificates of Funds  CH

Announced Date: 2023.09.08 (Articles 26, 27 amended,English version coming soon)
Current English version amended on 2021.05.13 
Article 15     In the case of a securities firm that operates only fund brokerage business, its capital may not be loaned to others nor used for other purposes. The utilization of its capital shall be limited to the following:
  1. Bank deposits.
  2. Purchase of government bonds or financial bonds.
  3. Purchase of treasury bills, negotiable certificates of deposit, or commercial paper.
  4. Other uses approved by the competent authority or the TPEx.