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友善列印
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Article NO. Content

Title:

Taipei Exchange Rules Governing the Operation by Securities Firms of Brokerage Business for Trading and Exchanging Beneficial Certificates of Funds  CH

Announced Date: 2023.09.08 (Articles 26, 27 amended,English version coming soon)
Current English version amended on 2021.05.13 
Article 20     A securities firm shall adopt an information security policy in accordance with applicable laws and regulations, its internal control systems, and its business needs, and the policy shall serve as a basis for evaluating risks and establishing various information security management mechanisms, to ensure the effectiveness of security measures for fund brokerage trading.