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Article 22
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The securities firm shall adopt procedures for reviewing funds prior to launching them on the trading platform and conduct pre-launch reviews.8<br/>The review procedures under the preceding paragraph shall include at least the following:8<br/>1.The investment objectives and policies, operational strategies, risk and return, and past performance of the fund.<br/>2.The reasonableness of the fees associated with the fund.<br/>3.Types of customers suitable for the fund.<br/>4.The adequacy of disclosure of information in documents including the fund prospectus and the investor information summary.<br/>The net asset value of a fund under paragraph 1 must be NT$300 million or greater.
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