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Article NO. Content

Title:

Taipei Exchange Rules Governing the Operation by Securities Firms of Brokerage Business for Trading and Exchanging Beneficial Certificates of Funds  CH

Announced Date: 2023.09.08 (Articles 26, 27 amended,English version coming soon)
Current English version amended on 2021.05.13 
Article 26     A customer who is engaging in fund brokerage trading with the securities firm for the first time shall submit their identity document(s) and carry out account opening procedures on the trading platform and sign an account opening contract.
    Before a customer engages in fund brokerage trading with the securities firm for the first time, the customer shall designate a deposit account or accounts opened in the investor's own name at a financial institution and agree and authorize the securities firm to pay and receive money through that account.
    A customer's deposit account or accounts under the preceding paragraph shall be limited to one New Taiwan dollar account and one foreign currency account. When there is any change to a customer's deposit account, it shall enter into a new agreement with the securities firm.