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Article 3
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Terms used in these Rules are defined as follows:
- The competent authority: the Financial Supervisory Commission.
- Trading platform: the information platform set up by a securities firm for the operations of fund brokerage business.
- Trade: the purchase or sale of a fund over the trading platform by a securities firm based on an order received from a customer.
- Exchange: a transaction in which one fund is exchanged for another fund over the trading platform by a securities firm based on an order received from a customer.
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