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Article 30
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The securities firm shall each day make itemized entries of each of the following items in the itemized account ledger of customer money that it sets up under Article 8:
- Transfers of sources of the customer's funds to the account
- Transfers of interest accrued on money kept for the customer.
- Transfers for the customer of money payable by the customer
- Transfers of money withdrawn by the customer
- Transfers of funds in the event of termination of the contract by the securities firm or customer.
The securities firm shall retain records of receipts and payments of money under the preceding paragraph and retain the payment and receipt documents and shall prepare and send the customer a monthly reconciliation statement based on the itemized daily account entries.
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