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友善列印
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Article NO. Content

Title:

Taipei Exchange Rules Governing the Operation by Securities Firms of Brokerage Business for Trading and Exchanging Beneficial Certificates of Funds  CH

Announced Date: 2023.09.08 (Articles 26, 27 amended,English version coming soon)
Current English version amended on 2021.05.13 
Article 31     The securities firm shall provide daily to the trustee financial institution under Article 9, subparagraph 3 information including the basic information of a customer and the monetary balance in the customer's itemized ledger.
    When the securities firm instructs the trustee financial institution under the preceding paragraph to pay or transfer money, the securities firm shall be solely liable, and may not prejudice the rights or interests of the customer, in the event any monetary loss is incurred because of operational error by the securities firm.