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Article NO. Content

Title：

Taipei Exchange Rules Governing the Operation by Securities Firms of Brokerage Business for Trading and Exchanging Beneficial Certificates of Funds  CH

Amended Date： 2023.09.08 
Article Content Chapter Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
Article 32 Before conducting a fund trade or exchange transaction based on a customer order accepted through the trading platform, the securities firm shall collect the relevant money or securities in full, and only then may it proceed with the transaction.<br/>The securities firm shall deliver relevant documents including the prospectus and the risk disclosure statement before accepting a customer's application to engage in a trade or exchange transaction and before delivery is made of any money or securities.