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Article NO. Content

Title:

Taipei Exchange Rules Governing the Operation by Securities Firms of Brokerage Business for Trading and Exchanging Beneficial Certificates of Funds  CH

Announced Date: 2023.09.08 (Articles 26, 27 amended,English version coming soon)
Current English version amended on 2021.05.13 
Article 32     Before conducting a fund trade or exchange transaction based on a customer order accepted through the trading platform, the securities firm shall collect the relevant money or securities in full, and only then may it proceed with the transaction.
    The securities firm shall deliver relevant documents including the prospectus and the risk disclosure statement before accepting a customer's application to engage in a trade or exchange transaction and before delivery is made of any money or securities.