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Article NO. Content

Title：

Taipei Exchange Rules Governing the Operation by Securities Firms of Brokerage Business for Trading and Exchanging Beneficial Certificates of Funds  CH

Amended Date： 2023.09.08 
Article Content Chapter Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
Article 33 When a customer has completed a fund trade or exchange transaction, the securities firm shall prepare and issue to the customer a trade confirmation or trade report, and immediately perform settlement. Additionally, it shall prepare and deliver trade reconciliation statements to the customer on a monthly basis.