• Font Size：
  • S
  • M
  • L
友善列印
WORD

Article NO. Content

Title：

Taipei Exchange Rules Governing the Operation by Securities Firms of Brokerage Business for Trading and Exchanging Beneficial Certificates of Funds  CH

Announced Date： 2023.09.08 (Articles 26, 27 amended,English version coming soon)
Current English version amended on 2021.05.13 
Article Content Chapter Content Search Article No. Search Legal Basis Legislative History Chinese
Article 33     When a customer has completed a fund trade or exchange transaction, the securities firm shall prepare and issue to the customer a trade confirmation or trade report, and immediately perform settlement. Additionally, it shall prepare and deliver trade reconciliation statements to the customer on a monthly basis.