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Article NO. Content

Title：

Taipei Exchange Rules Governing the Operation by Securities Firms of Brokerage Business for Trading and Exchanging Beneficial Certificates of Funds  CH

Amended Date： 2023.09.08 
Article Content Chapter Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
Article 42 If any employee of a securities firm has materially violated these Rules or other relevant requirements, the TPEx may notify the securities firm to give a warning to the employee or suspend the employee's execution of business for a period of from 1 month to 6 months.