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Article NO. Content

Title：

Taipei Exchange Rules Governing the Operation by Securities Firms of Brokerage Business for Trading and Exchanging Beneficial Certificates of Funds  CH

Announced Date： 2023.09.08 (Articles 26, 27 amended,English version coming soon)
Current English version amended on 2021.05.13 
Article Content Chapter Content Search Article No. Search Legal Basis Legislative History Chinese
Article 42     If any employee of a securities firm has materially violated these Rules or other relevant requirements, the TPEx may notify the securities firm to give a warning to the employee or suspend the employee's execution of business for a period of from 1 month to 6 months.